0001144204-16-079432.txt : 20160208 0001144204-16-079432.hdr.sgml : 20160208 20160208120425 ACCESSION NUMBER: 0001144204-16-079432 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ocean Shore Holding Co. CENTRAL INDEX KEY: 0001444397 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 800282446 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85140 FILM NUMBER: 161394743 BUSINESS ADDRESS: STREET 1: 1001 ASBURY AVENUE CITY: OCEAN CITY STATE: NJ ZIP: 08226 BUSINESS PHONE: 800-771-7990 MAIL ADDRESS: STREET 1: 1001 ASBURY AVENUE CITY: OCEAN CITY STATE: NJ ZIP: 08226 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ocean City Home Bank Employee Stock Ownership Plan Trust CENTRAL INDEX KEY: 0001483881 IRS NUMBER: 000000000 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1001 ASBURY AVENUE CITY: OCEAN CITY STATE: NJ ZIP: 08226 BUSINESS PHONE: 800-771-7990 MAIL ADDRESS: STREET 1: 1001 ASBURY AVENUE CITY: OCEAN CITY STATE: NJ ZIP: 08226 SC 13G/A 1 v430720_sc13g-a.htm SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2

 

(Amendment No. 6)*

 

Ocean Shore Holding Co.

 

(Name of Issuer)

 

Common Stock, par value $0.01 per share

 

(Title of Class of Securities)

 

67501R 103

 

(CUSIP Number)

 

 

December 31, 2015

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

o Rule 13d-1(c)

 

o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP No. 67501R 10313GPage 2 of 6 Pages
     

 

 

1.

 

NAMES OF REPORTING PERSONS

 

Ocean City Home Bank Employee Stock Ownership Plan

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a) o

(b) o

 

3.

 

SEC USE ONLY

 

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

State of New Jersey

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

5.

 

SOLE VOTING POWER

258,234

 

 

6.

 

SHARED VOTING POWER

295,100

 

 

7.

 

SOLE DISPOSITIVE POWER

553,334

 

 

8.

 

SHARED DISPOSITIVE POWER

0

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

553,334

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o

(SEE INSTRUCTIONS)

 

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

8.6% of 6,403,058 shares of Common Stock outstanding as of December 31, 2015.

 

 

12.

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

EP

 

 

 

CUSIP No. 67501R 10313GPage 3 of 6 Pages

 

 

OCEAN CITY HOME BANK

EMPLOYEE STOCK OWNERSHIP PLAN

SCHEDULE 13G

Item 1.

 

(a)Name of Issuer:

 

Ocean Shore Holding Co.

 

(b)Address of Issuer’s Principal Executive Offices:

 

1001 Asbury Avenue

Ocean City, New Jersey 08226

 

Item 2.

 

(a)Name of Person Filing:

 

Ocean City Home Bank Employee Stock Ownership Plan

 

Trustee:First Bankers Trust Services, Inc.

2321 Kochs Lane

P.O. Box 4005

Quincy, Illinois 62305

 

(b)Address of Principal Business Office or, if none, Residence:

 

1001 Asbury Avenue

Ocean City, New Jersey 08226

 

(c)Citizenship:

 

See Page 2, Item 4.

 

(d)Title of Class of Securities:

 

Common Stock, par value $0.01 per share

 

(e)CUSIP Number:

 

See Page 1.

 

 

CUSIP No. 67501R 10313GPage 4 of 6 Pages

 

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(f) x An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned: See Page 2, Item 9.

 

(b)Percent of class: See Page 2, Item 11.

 

(c)Number of shares as to which the person has:

 

(i)Sole power to vote or to direct the vote:

See Page 2, Item 5.

 

(ii)Shared power to vote or to direct the vote:

See Page 2, Item 6.

 

(iii)Sole power to dispose or to direct the disposition of:

See Page 2, Item 7.

 

(iv)Shared power to dispose or to direct the disposition of:

See Page 2, Item 8.

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

N/A

 

 

CUSIP No. 67501R 10313GPage 5 of 6 Pages

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

N/A

 

Item 8. Identification and Classification of Members of the Group.

 

N/A

 

Item 9. Notice of Dissolution of Group.

 

N/A

 

Item 10. Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

 

CUSIP No. 67501R 10313GPage 6 of 6 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 4, 2016

____________________________________________

Date

 

/s/ Linda J. Shultz

____________________________________________

Signature

 

First Bankers Trust Services, Inc., as Trustee

Linda J. Shultz, Trust Officer

Trustee

____________________________________________

Name/Title